Patent Reexamination

This blog addresses current developments in patent reexamination law and practice. The author, a registered patent attorney, has been on the bleeding edge of Inter Partes Reexamination and has participated in obtaining Director initiated reexaminations of 5 U.S. Patents for his clients.

Name: David Stewart
Location: Melbourne Beach, Florida, United States

Sunday, April 10, 2005

Ex Parte Reexamination




BENEFITS OF EX PARTE REEXAMINATIONS


  • Procedures Are Well Established And USPTO Personnel Trained.
  • Applies To Any Patent That Is Still Enforceable.
  • No Estoppel (Can Still Litigate Issues Decided in Ex Parte Reexamination).
  • Can Be Filed Anonymously.



DISADVANTAGES OF EX PARTE REEXAMINATION


  • Substantially No Participation by Requester.
  • Less Of A Guarantee That the USPTO Won't Make The Same Mistake Twice.
  • Requester Has No Appeal Rights, But Can Still Litigate The Issues Decided In Ex Parte Reexamination.

Director Initiated Reexamination




BENEFITS OF DIRECTOR INITIATED REEXAMINATIONS



  • Close Scruitiny By Senior PTO Staff Before Reexamination Is Ordered.
  • Higher Likelihood Of A Rejection By The Examiner.
  • Director Level Involvement Has A Greater Impact on Judges If Litigation Is Underway.
  • An Appeals Court Will Know The Order for Reexamination is Not Frivolous.


DISADVANTAGES OF DIRECTOR INITIATED REEXAMINATION


  • Ordered Only Rarely.
  • Political Impact on Industry or Embarassment to USPTO Is Often a Perrequisite.
  • Industry Outreach Initiative May Be Needed To Convince Director of USPTO That Action is Needed.
  • Once ordered, Only the Patent Owner And The Examiner Can Participate.

Inter Partes Reexamination



BENEFITS OF INTER PARTES REEXAMINATIONS

  • Requester Can Participate In All Aspects Of Reexamination, Including Appeal.
  • Three Month Statutory Deadline For USPTO To Respond to Requests For Inter Partes Reexamination.


DISADVANTAGES OF INTER PARTES REEXAMINATION

  • Available Only For Patents Issuing On An Application Filed On or After November 29, 1999.
  • Must Identify The Real Party In Interest.
  • Requester Is Estopped From Litigating Issues Addressed In Reexamination.
  • Practice Is So New, USPTO Is Just Developing Procedures To Handle Inter Partes Reexamination.
  • No Time Constraints On Actions After Order For Reexamination.